Abstract

One of the most important characteristics of a successful teacher is the ability to be effective within the context of the culture of the school.  Cultures can be different in their styles of communication, their understanding of the roles of teachers and students, and in what works and doesn't work in the way of motivational strategies.  Without taking cultural differences into account, misunderstandings can lead to a perception on the part of a teacher that they are teaching "bad students," when in fact the teacher is failing to teach the students effectively within the context of the students' different pre-existing cultures.  So, when students have a different cultural background than the teacher, it is important for the teacher to know how to observe that culture and form his own understanding of how to be as effective as possible within it.

As a 42 year old former engineer who grew up in a small, overwhelmingly white university town, the author has plenty to learn about the culture of the urban area where he is beginning his credential program - where white students are not a  majority and where a large number of students speak English as a second language.  Thus the importance of learning how to be an educated cultural observer - learning how to observe with an open mind, to give meaning to the observations through finding motivations behind actions, and finally to understand how one's own cultural background both enhances and limits an observers ability to understand the context of another culture.  This is the essence of the field of ethnography.

This ethnographic study was performed on a group of students who came from diverse ethnic, cultural, and primary language backgrounds.  The main focus of the study came to be on the different roles played by the students, how the teacher interacts with the students based on the role they are playing, and how the teacher can effect what roles the students take on in the classroom.

Introduction

I had already spent a couple of sessions observing a particular pre-algebra class being taught at Michael Collins Middle School [all names in this ethnography are pseudonyms to protect the privacy of the subjects of the study].  So, when I started this ethnography I thought this school would make a good subject for the five weekly observations I had planned for this study.  I had a lot of admiration for Mrs. Smith, the teacher of that class - an African American woman teaching in a school where the vast majority of the teachers are white even though most of  the student body is not.

I had found out from my previous observations that she did not believe in sending students to On Campus Suspension (OCS).  This is a disciplinary action which is broadly used by many teachers on campus to remove kids causing trouble from the classroom and put them in a detention hall - where they are out of the way, but unlikely to really learn much.  I wanted to see how Mrs. Smith manages a classroom without resorting to this tactic, and I also wanted to see if I could observe if her ethnic background made a difference with how the students (a large percentage of which are African American) related to her and the subject she was teaching.  However, I also determined that I would make my initial ethnographic observations with no particular subject in mind so that I could narrow down my final topic based on the data that I observed.  As it happened, one of my observation days fell on a day when the class had a substitute teacher.  This provided a contrast in my observations to use as a comparison to how the class behaved under their regular teacher.

By the time I had completed most of my observations, I had begun to notice a pattern in the data I collected.  I had come to the conclusion that students within the classroom fit within certain roles in their interactions with the teacher, the classwork, and the rest of the class, and I decided to write about this.  I also observed that the teacher interacted differently with the students based on the role the student was playing, and that the teacher could affect transitions in the students between roles.  In particular, I wound up focusing on how subject matter expertise of the teacher could play a task in keeping student in an "on task" roll, because the substitute teacher (who was not a math expert), provided an excellent contrast in this area.

Background

There are a few readings that I had in my limited ethnographic background which affected the point of view that I brought to this project.

First, there is the article "Questioning at home and at school: A Comparative study" (Heath, 1982).  This article highlighted differences in communication styles between African American families and European American families, especially with regard to the meaning and use of questions as a learning tool.  This study motivated me to look for differences in teacher-student interactions when the teacher happened to be an African American woman.  I did perhaps find some differences, but I don't feel that I had enough comparative data to really make a finding out of it.

Second, there is the book "Made in America" (Olsen, 1997) - a wonderful book about how immigrants in a California high school experienced high school much differently than the American born students.

Finally, there were a number of readings within the course material (Loeza, 2005) which convinced me to take a more informal style with regard to my presentation of this study - writing it in the first person and highlighting my own background and point of view as an observer in my writings.  The various readings in the course had convinced me that ethnography is intrinsically an activity that involves the particular viewpoint and cultural prejudices of the author - and it is more honest and true to the nature of the ethnography to open up that point of view to the better judgment of the reader than to maintain a false illusion of complete objectivity.

Methods

Site:  The site where the observations took place is a California middle school in the central valley east of San Francisco and the bay area.  A few decades ago this was primarily an agricultural town, but in recent years it has also become a sort of long distance suburb of the bay area for families that cannot afford the high housing prices endemic there.  It has also become an extension to the silicon valley for a handful of high tech businesses - providing a site for office facilities that are close to their parent companies without dealing with the high cost of living one hour drive to the east.

This recent change in the status of this small city transforming into a big city has resulted in a large influx of new residents and a reactive rush to build new schools to service them.  Michael Collins Middle School is one of a number of new schools recently built in the school district to handle the growing population of students.

Participants:  All of the participants for this study were eight grade students observed in Mrs. Smith's first period pre-algebra class.  The class included a fairly representative mix of racial backgrounds for the school, which is composed of roughly 40% African American, 20% Latino, 20% Asian, and 15% white students.

Aside from Mrs. Smith and her students, I spent one day studying the class under the direction of a substitute teacher, Mrs. Roberts.

Researcher's Role:  I spent my time in the classroom passively observing the class from the back corner furthest from the main entrance.  This tended to restrict my best viewing to the half of the class that was closest to me, and my observations were therefore dominated by the students in this area.  From what I could tell, the other side of the classroom may have had a somewhat different dynamic, although I was never close enough to them to pick up the side conversations and various social behaviors that would have given me chance to define any differences.

I observed this class on five Monday mornings over a five week period.  Prior to observing this class for the ethnography, I had also observed it for a couple of days for a different class (a week prior on a Tuesday and a Thursday).  This had given me an opportunity to get a feel for the class and talk to the teacher a little bit.

Initially I tried to observe the class with no particular agenda as to what specific behavior I was trying to observe, and so my initial field notes have no particular focus.  By the third or fourth session I was getting an idea of the sorts of behavior I would focus in upon, but my ultimate theme only congeled when my observations were done and I began analysing my field notes in preparation to write this paper.

Data Analysis Procedures:  Having less than eight hours of data doesn't really support a detailed inductive analysis, especially when when I took most of my field notes when I was still looking for what areas I would focus in on.  So, my key findings could really better be described as "anecdotal" rather than as well researched.  Still, each finding is based on some perceived pattern of behavior over the time I observed and is supported by at least some amount of real world data.

Findings

Student Roles

One thing I noticed in Mrs. Smith's classroom, and that I have noticed in other classrooms I have observed, is that students seem to act out different roles in class.  Also, the way the teacher interacted with each student (and how much she interacted with the student) seemed to be highly dependent on the role the student was playing.

Student Role Categorization

In general, I observed that the students in Mrs. Smith's class mainly had three different action modes in the classroom:

  1. On Task - The student was paying attention to the lecture or working on an assignment.
  2. Socializing - The student was talking about something unrelated to class.
  3. Tuned Out - The student was neither paying attention to the course material or socializing.

In addition to these action modes, the individual student relation to the class varied between attention seeking and attention diverting:

  1. Attention Seeking - The student seems to be intentionally acting in a way to seek the attention of the teacher and become the focus of the attention of the class.
  2. Attention Averting - The student is keeping a "low profile" and trying to avoid the attention of the teacher and the class in general (although not necessarily the attention of the student's neighbors).

Since these are two independent ways of categorizing student behavior, the different action modes and the student's desire for attention can be matrixed and each intersection of action modes and attention seeking can be labeled.  This I have done in table 1.


Table 1 - Schema for Student Roles in the Classroom


Desire to be Center of Classroom Focus
Action State
Attention Seeking
Attention Averting
On Task
Class Spokesman
Quiet Worker
Socializing
Class Performer
Covert Socializer
Tuned Out
Class Screwup
Non-participants


Of course, students didn't play the same role every day, or even minute to minute.  The roles played by each student varied based on such factors as what the class activity was at the moment, how much the student "got" the material for the day, and the mood of the student at the moment.  Nevertheless, I believe from my observations that the teacher seemed to interact with the student based largely on which of these roles they were playing.

I describe each student role in more detail below.

Class Spokesman Role

The class spokesman is my name for the student or students in the class who were on task and who most vocally participated.  Perhaps in some classrooms this role would be known as "teacher's pet."  However, I don't think this is a fair label in this case because I never saw Mrs. Smith give obvious preference to any particular student - rather this role seemed to be self selected by the student and allowed by default from the rest of the class.

In Mrs. Smith's class, the role of class spokesman was usually played by Sally.  She was the one who asked the most questions regarding homework problems, and she was also one of the most likely to come up with answers.  More observations would be needed to confirm this, but I suspect if Sally were to leave the class that another class spokesman would eventually arise to take her place.  I say this because most other classrooms I have observed seem to have at least one person who plays this role - thereby enabling the other students to take on a more passive role with respect to class participation.

Class Performer Role

Class Performer is my label for students I've observed who are frequently seeking the attention of the teacher and of the class in general.  Also, the class performer is either trying to engage the teacher on a topic which is just slightly off task, or is interacting with other students in a fashion which tends to draw the attention of the entire class.

In the class I observed, the number one class performer was a student by the name of Julie.  My field notes are full of observations of Julie engaging the attention of the teacher (or the whole class) through such behaviors as:

  1. Comments on the teacher's work that are marginally related to the subject.  For instance, when the teacher drew the geometrical figure of a kite for a math problem, Julie said "where are the bows on it?", and made a number of other decorative suggestions for it that had nothing to do with the math problem.  Mrs. Smith seemed inclined to mostly ignore this behavior - which was at least an indication that the student was not completely "tuned out."
  2. Trips to the front of the class to engage the teacher in conversation during non-lecture times.  For instance, one time Julie went up front to talk about the teacher's dog.   In my observations, Mrs. Smith dealt with this behavior by briefly engaging with the student and then sending her back to her desk to go back to work.
  3. Loud flirtatious arguments.  One instance turned into an ongoing name calling session where a boy called Julie a "smurf", and she in turn started calling the boy a "guerilla."  It was fairly amusing to watch, but it was also quite distracting and went on for a good 2 or 3 minutes.  Mrs. Smith initially dealt with this with a sort of teasing humor:  "Can you two shut up?  All the love between you is making the rest of us sick."  Later, she threatened Julie with being sent out of the room to do her homework.
  4. General attention getting noise.  On one occasion she actually started humming loudly in class.  This eventually led to the argument with the boy that I mentioned above.
  5. Feigned stupidity.  In one instance when Julie was having some trouble with homework, she went so far as to ask "What is 1 + 1 ?"  Mrs. Smith dealt with this by feigning stupidity in return.

The class performer seems to take up more classroom focus than almost any other student category, but is not necessarily the biggest focus of classroom disciplinary actions by the teacher.

Class Screwup Role

This is my admitedly unflattering label for students whose behavior is largely asocial, but which nonetheless seems to intentionally draw the attention of the teacher.  The role may be similar to that of the class performer - except the class screwup mostly tuned out of both the subject material being taught and the social interaction of the other students.

Diego, who was the boy who sat closest to me in Mrs. Smith's class, often seemed to play the role of class screwup.  Very rarely did I see him take notes or do any homework in class.  However, rather than sitting quietly (like the students who were "Non-Participants"), Diego had a habit of doing things that would inevitably catch the teacher's (negative) attention.  For instance, he would take the handout for that day and use it as a telescope.  Sometimes if he half understood the assignment for the day he would blurt out answers to the problems the teacher was presenting - answers which were right maybe 30% of the time.

Diego generally was the subject of more of Mrs. Smith's disciplinary actions than any other student - even more than Julie (the class performer), who was noisier and arguably more distracting.  On several occasions Mrs. Smith would send Diego up to a desk at the front wall of the room to sit by himself.  However, when Diego was trying to participate in class (even when his answers were largely wrong), Mrs. Smith tried to encourage his participation.

Quiet Worker Role

Some of the students stayed on task most of the time but didn't usually try to participate in classwide discussion.  These students were generally ignored by Mrs. Smith unless they had questions, although on occasion she would wander in among student desks to see how they were doing on assignments.  It would be interesting to see if the quiet workers got as much attention at these times as their more attention seeking counterparts, but I didn't try to measure this behavior.

In general my observation notes mostly ignore this category of students.  I suspect they get ignored a lot.  As a future teacher, this is of more than a little concern to me.  Are we, in a way, short changing the students who putting in the most effort in our classrooms simply because they don't represent a problem that must be dealt with?

Covert Socializer Role

The covert socializer is my label for the students who are talking to each other rather than doing the class work.  Unlike the class performer, the covert socializer is uninterested in the attention of the broader classroom and is avoiding the (negative) attention of the teacher in particular.  At any given moment during in class homework time, the covert socializers were about as numerous as the quiet workers.  Often, students would alternate between these roles - doing a little bit of homework and a lot of chatting, or vice versa.

Generally, Mrs. Smith would try to break up this kind of socializing if it became very obvious, although the bulk of the students seemed to know how to do this behavior "under the radar."  If the socializing became overly noticeable or distracting, Mrs. Smith would try to direct the student back on task with a mild threat such as by saying "Mark, if I asked to see your notes, would you have them?"  If socializing became really distracting, Mrs. Smith would send the worst offender to sit at the desk in front of the class butted up against the front wall.

Non-Participant Role

The non-participant is my label for students who didn't interact with the classroom by taking notes, doing homework, or even by interacting socially or by trying to get the attention of the teacher.  Some students would slip in and out of the non-participant role - often into the covert socializer role.  However, other students maintained this role almost all the time.  For instance, one student had a habit of coming to class late every single day - and I never saw him take notes or work on homework.

Mrs. Smiths behavior towards the hardcore non-partipants was generally to ignore them.  This might seem counterproductive, but the main alternative is to threaten the students with On Campus Suspension (OCS), which simply moves the students to an environment where they can socialize with other non-participants and where they don't learn anything anyway.  Nor did I observe Mrs. Smith trying to apply other methods of discipline to these students - such as sending them to the desk that was up against the front wall.  Perhaps she felt that socially isolating them would not be a very effective threat since they weren't necessarily socializing anyway.

Teacher Impact on Student Role Selection

On my first day of observations for the ethnography, I had the good fortune of watching a substitute teacher, Mrs. Roberts, take over the class.  I should say that it was to my good fortune, but not to the good fortune of Mrs. Roberts since the class pretty much ended in chaos.  In fact, by the end of the class I had observed all of the following instances of bad behavior from the students:

Clearly, Mrs. Roberts had lost control of the class this day.

Admittedly, there is a strong tendency among students of almost any age to misbehave when a substitute takes over a class.  A large part of this behavior can be traced back to the fact that the substitute will not be their teacher for very long and she rarely knows the students by their names - so it is hard for a sustitute to maintain a sense of consequences for bad behavior.  Still, the way that the students reacted to Mrs. Roberts' teaching of the class (even before the stink bomb - which seemed pretty premeditated) provides an interesting contrast on how a teacher affects the roles taken on by her students..

The Role of Subject Matter Expertise in Keeping Students On Task

The importance of subject matter expertise as a piece in the broader structure of classroom management is seldom noticeable until it is not there.  On the Monday that Mrs. Roberts came in to take over the class, the class was reasonably well behaved - up until the point when Mrs. Roberts started having some problems teaching the material.  For example, she got the formulas for area and circumference of circle confused.  Then she started asking some kids from the class to come up and help with problems.  I believe the confusion over how to do the homework problems caused students who were normally "on task" (whther they are normally attention seeking or attention averting) to seek other roles, and this led to a greater degree of class disruption.

For instance, only after Mrs. Roberts stumbles with the subject matter material and pulls Sally into the confusion does Sally switch roles from "Class Spokesman" to "Class Performer" by writing "Are you guys bored?" on the overhead projector.  As Mrs. Roberts has more and more trouble with the subject material, including a lot of erasing and restarting problems, the students get more restless and ill behaved.  In effect, the students who might have been "quiet workers" shift into "covert socializers."

Side Note:  Dealing with Stumbles

As opposed to the substitute Mrs. Roberts, Mrs. Smith knows the pre-algebra material quite well and only rarely makes any kind of a significant error.  Nevertheless, I did oberve her making mistakes now and then.  However, the way she dealt with her own errors helped keep them from becoming an issue that would drive the students off task.

For instance, Mrs. Smith is rather poor at drawing geometric figures.  Often her 30-60-90 triangles looked like 45 degree triangles, and vice-versa.  However, when she did a poor job of drawing a figure, she would make her own joke about how bad it was.  On another occasion she used sine in a problem when she should have used tangent.  When she quickly realized her mistake, she made another humorous comment: "no, not sine - I must be trippin'."

Once or twice I saw some students try to throw in their own comments on top of the teacher's joke, but it didn't tend to go on for long.  By making her own joke about it, I think Mrs. Smith had taken most of the fun out of criticizing her for her mistake, and this perhaps helped maintain overall student confidence in her knowledge of the subject.

Redirection of Attention Seeking Behavior

Much of the general attention seeking behavior I observed in the classroom seemed to be aimed at getting the attention of the teacher.  Even the class screwup seemed to be trying to get (negative) attention from the teacher - since I believe he could have easily chosen to entertain himself off task with less noticeable behavior (as per the non-participants who manage to remain under the radar).  However, when the students lose interest in getting the attention of the teacher, most of this attention seeking behavior becomes redirected at their fellow students instead.

I speculate that this redirection of attention seeking behavior, along with the elimination of the "on task" role, could be another source of the misbehavior I observed when Mrs. Roberts substitute taught in the class.  When Mrs. Smith teaches the class, I usually observed a lot of behavior aimed at getting teacher attention.  However, when Mrs. Roberts taught the class the attention getting behavior was primarily aimed at fellow students, especially towards the end of the class when the students lost interest in the "new" teacher.  For instance, there was much more talking and milling about at the end of class than I normally observed.

The data I have for supporting this conclusion is a little limited, but it seems like this is a line of inquiry that could use more investigation.

Summary and Discussion

As a teacher, one of the key things I learned doing this study is a new way of examining the classroom.  The act of recording my field notes, transcribing them, and especially analyzing them and looking for a patterns caused me to look at the classroom in a more methodical and analytical manner than I normally have.  Whether or not my conclusions in this study are profound or especially accurate, I think that the methods I've learned will serve me well in the future - whether or not I choose to apply them quite so rigorously again.

As for my particular findings presented in this paper, I do have some reservations about them.  The tool of categorization - especially when applied to people - can be a pretty blunt instrument.  Even if a particular grouping scheme happens to be meaningful and appropriate, the fact remains that students can be grouped in all sorts of different ways with all sorts of different consequences on how we view them.  Also, a given student might fit in several different categories during the day depending on their changing moods, level of interest in the different classes, immediate social environment, or any number of factors.  Certainly, the roles of "Quiet Worker", "Class Performer", etc. are descriptions that apply to almost all students at one time or another.

That said, I do think that people tend to interact with each other in a sort of role playing fashion.  Moreover, I think that teachers, who often deal with over a hundred different students every day, are almost forced to use broad categorization of student behavior to determine how to deal with each of them at any given moment.  For instance, if a student is seeking attention, is somewhat off task, but is not completely tuned out to what is going on ("The Performer"), a teacher is likely to treat that student differently than if the teacher believes the student is drawing attention but is also completely tuned out from what is going on ("The Screwup.")  If the teacher doesn't actually carry these categories consciously in his mind, they are likely to still be there subconsciously along with a procedure for dealing with each of them.

In fact, it can be argued that behavior categorization, determined by a fair and objective set of rules and handled consistently - can be an effective tool for bringing discipline to a classroom.  For instance, if there is a standard punishment for acting like the class screwup, and that punishment is to sit in the corner where you won't get any attention, then this forms a structured basis for classroom management, and all the students know what to expect.

The danger comes in categorizing students unfairly, or miscategorizing them based on inappropriate norms.  Unfair categorization could be the result of prejudice - racial, sexual, or maybe just because that student reminds you of someone else you didn't like.  Miscategorization could be the result of not understanding a particular students personality or even their culture.  For instance, doodling in class may be a sign that the student is tuned out, or it might be that the student is grasping the material easily and doesn't need their full attention to keep up with what is going on.

I think it is important for teachers to be aware that they probably do categorize their students in one form or another, and to be aware of the pitfalls of doing so.  As a future teacher myself, I don't know that this study has given me all the answers in this area, but it has certainly given me something to think about.  Perhaps as I analyze my own classes in the future I will come up with different conclusions that will continue to broaden my way of thinking about my students and my own behavior.  I certainly hope this is the case.